Compliance Infrastructure
for Financial Institutions
The multi-framework compliance platform for banks, insurers, and investment firms worldwide. Manage ICT risk, track incidents, oversee vendors, and generate regulatory reports — whether you operate in the EU, US, or both.
Supported regulatory frameworks
DORA
EU 2022/2554
NIS2
EU 2022/2555
ISO 27001
2022 Annex A
NIST CSF 2.0
US Framework
SOX
IT Controls
SEC Cyber
8-K Reporting
NYDFS 500
23 NYCRR 500
Complete Coverage
One platform, every framework
Whether you need DORA's 5 pillars, NIST CSF's 6 functions, or SEC incident reporting — ComplyShield adapts to your regulatory requirements.
ICT Risk Management
Asset registry with CIA scoring, dependency mapping, risk heat maps, and automated risk-level calculation. Track controls and mitigation plans.
DORA Pillar 1 · NIST Identify · NYDFS 500.09
Incident Reporting
Wizard-driven incident creation with classification criteria. Configurable deadline tracking, PDF report generation, and escalation workflows.
DORA 4h/72h/30d · SEC 8-K 4 days · NIS2 24h/72h
Resilience Testing
Track vulnerability scans, penetration tests, and TLPT exercises. Auto-import findings from Qualys, Nessus, and Rapid7.
DORA Pillar 3 · NIST Detect · NYDFS 500.05
Third-Party Risk
Vendor registry, contract tracking, self-service assessments, concentration risk, and sub-outsourcing chain visibility.
DORA Art. 28-44 · FFIEC Outsourcing · OCC Guidance
Compliance Mapping
Track compliance article-by-article across frameworks. Map controls, assign owners, attach evidence, and monitor gap closure.
Multi-framework · Gap analysis · Control mapping
Automation Engine
Rules-based workflows that auto-create tasks, tickets, and notifications. Auto-sync assets from cloud, import vulnerabilities, refresh vendor scores.
17 integrations · Scheduled sync · Webhooks
Cross-Framework Mapping
96 pre-built mappings across DORA, ISO 27001, NIST CSF, and NIS2. Comply once, map to many. Auto-propagate compliance status across frameworks.
96 mappings · ISO 27001 · Gap analysis
Business Impact Analysis
Map business functions to ICT assets and vendors. Define RTO/RPO, assess financial and operational impact, detect single points of failure.
DORA Art. 11-12 · NIS2 Art. 21 · SPOF detection
Board Oversight & Scoring
Track management body approvals, board resolutions, and annual reviews. Compliance scoring with per-pillar breakdown and trend tracking.
DORA Art. 5(2) · Pillar scoring · Monthly snapshots
Global Reach
One platform for EU & US compliance
European Union
- DORA — All 5 pillars, 15 ESA xBRL-CSV templates, Art. 30 contractual checklist
- NIS2 — Art. 21 measures, Art. 23 incident reporting (24h/72h/1mo), board training
- Incident deadlines: 4 hours initial, 72 hours intermediate, 30 days final
- Supervisory reporting to BNR, ASF, BaFin, EBA, ESMA, EIOPA
United States
- NIST CSF 2.0 — 6 functions: Govern, Identify, Protect, Detect, Respond, Recover
- SEC Cybersecurity — 8-K material incident reporting within 4 business days
- NYDFS 23 NYCRR 500 — Cybersecurity requirements for financial services
- SOX — IT General Controls (ITGC), audit trail, Sarbanes-Oxley compliance
Simple Setup
From signup to full compliance in days
Select your frameworks
Choose which regulations apply — DORA, NIS2, NIST CSF, SOX, or any combination. We provision your dedicated instance with the right compliance articles pre-loaded.
Connect & import
Auto-discover assets from AWS/Azure/GCP, import vulnerabilities from your scanners, pull vendor ratings from SecurityScorecard — or import via CSV.
Automate & report
Set up automation rules, generate board reports, export regulatory submissions, and monitor your compliance posture in real-time across all frameworks.
Frameworks
Cross-Framework Mappings
Integrations
ESA RoI Templates
Languages
Monitoring
Platform Capabilities
Built for compliance teams
Real-Time Dashboard
Risk heat maps, incident timelines, vendor scores, and compliance status — all in one view.
Regulatory Exports
DORA xBRL-CSV Register of Information, SEC 8-K reports, board PDFs, risk summaries — all export-ready.
Smart Automation
Rules engine for automated workflows. Auto-sync cloud assets, import scan findings, refresh vendor ratings.
Enterprise Security
Single-tenant isolation, mandatory 2FA, RBAC with 6 roles, Azure AD SSO, IP whitelisting, encrypted secrets.
Ecosystem
17 integrations across 7 categories
Who It's For
Built for regulated industries
Banks
Commercial banks, credit unions, and central banks meeting DORA, FFIEC, or NYDFS requirements.
Fintech & Payments
Payment processors, e-money institutions, and fintech companies in the EU and US.
Insurance
Insurers and reinsurers meeting DORA, NAIC, or state-level cybersecurity requirements.
Investment Firms
Asset managers, broker-dealers, and investment advisors meeting SEC, FINRA, or MiFID II obligations.
Ready to simplify compliance?
Whether you're navigating DORA in the EU or SEC rules in the US — ComplyShield has you covered. See it in action with your own data.